-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RAqv/l9Ln9pHKVMR2Tova7jB9iOoLQ2CwItHxWrsTfmjrkvSuPvAXL1sZGJzLfKg dd95Ed7Wiw+VnZwZzg+vXA== 0001193125-09-192717.txt : 20090916 0001193125-09-192717.hdr.sgml : 20090916 20090916143314 ACCESSION NUMBER: 0001193125-09-192717 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090916 DATE AS OF CHANGE: 20090916 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JBM LTD PARTNERSHIP CENTRAL INDEX KEY: 0001069414 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 000000000 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH ZIP: 45206 BUSINESS PHONE: 5139612660 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRISCHS RESTAURANTS INC CENTRAL INDEX KEY: 0000039047 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 310523213 STATE OF INCORPORATION: OH FISCAL YEAR END: 0530 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36806 FILM NUMBER: 091071835 BUSINESS ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH ZIP: 45206 BUSINESS PHONE: 5139612660 MAIL ADDRESS: STREET 1: 2800 GILBERT AVE CITY: CINCINNATI STATE: OH SC 13D/A 1 dsc13da.htm AMENDMENT NO. 3 TO SCHEDULE 13D Amendment No. 3 to Schedule 13D

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)

 

 

 

FRISCH’S RESTAURANTS, INC.

 

(Name of Issuer)

 

Common Stock, no par value

 

(Title of Class of Securities)

 

358748101

 

(CUSIP Number)

 

James R. Cummins, Esq.

Waite, Schneider, Bayless & Chesley Co., L.P.A.

1513 Fourth & Vine Tower

One West Fourth Street

Cincinnati, Ohio 45202

(513) 621-0267

 

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

September 8, 2009

 

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

NOTE:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for the other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 358748101      

 

  1.   Name of Reporting Persons.    
                JBM Limited Partnership    
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  x    
  3.   SEC Use Only  
         
  4.   Source of Funds (See Instructions):  
                N/A    
  5.   Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e):   ¨
         
  6.   Citizenship or Place of Organization:  
                Ohio    
Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    7.  Sole Voting Power
 
                  768,599
    8.  Shared Voting Power
 
                  0
    9.  Sole Dispositive Power
 
                  768,599
  10.  Shared Dispositive Power
 
                   0
11.   Aggregate Amount Beneficially Owned by Each Reporting Person:    
                768,599    
12.   Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ¨
         
13.   Percent of Class Represented by Amount in Row (11)  
                15.1%*    
14.   Type of Reporting Person (See Instructions)  
                PN    

 

* Based on information set forth on the Form 10-K of Frisch’s Restaurants, Inc. as filed with the Securities and Exchange Commission on July 31, 2009, there were 5,102,641 shares of common stock, no par value, of the Company issued and outstanding as of July 24, 2009.

 

2


Item 1. Security and Issuer.

The class of equity securities to which this Schedule 13D relates is the common stock, no par value (the “Shares”), of Frisch’s Restaurants, Inc. (the “Company”), an Ohio corporation. The address of the principal executive offices of the Company is 2800 Gilbert Avenue, Cincinnati, Ohio 45206.

 

Item 2. Identity and Background

JBM Limited Partnership (“JBM”) is an Ohio limited partnership with its principal business at 2800 Gilbert Avenue, Cincinnati, Ohio 45206. JBM is engaged in the business of owning and investing in Shares of the Company. On September 8, 2009, Craig F. Maier became the General Partner of JBM, after the death of the prior General Partner, Blanche F. Maier.

CRAIG F. MAIER

 

  a. Craig F. Maier

 

  b. 2800 Gilbert Avenue, Cincinnati, Ohio 45206

 

  c. Mr. Maier is the President and Chief Executive Officer and a Director of Frisch’s Restaurants, Inc.

 

  d. Mr. Maier has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations of similar misdemeanors).

 

  e. Mr. Maier has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in Mr. Maier being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

  f. Mr. Maier is a United States citizen.

 

Item 3. Source and Amount of Funds or Other Consideration

As reported on the initial Schedule 13D, the Shares owned by JBM were acquired by gifts of shares to JBM from Blanche F. Maier and Jack C. Maier and by stock dividends.

This Amendment is being filed to report that Craig F. Maier became the General Partner of JBM on September 8, 2009.

 

Item 4. Purpose of Transaction

As reported in the initial Schedule 13D, JBM maintains its Share position as a long-term investment in the Company and JBM intends to continually review its investment in the Shares and take such action with respect to its investment as it deems appropriate in light of the circumstances existing from time to time. Such actions could include, among other things, purchasing additional Shares and disposing of Shares.

 

3


This Amendment is being filed to report that Craig F. Maier became the General Partner of JBM on September 8, 2009, after the death of the prior General Partner, Blanche F. Maier. Craig F. Maier assumed sole voting and dispositive powers over the Shares owned by JBM upon becoming the General Partner of JBM.

Except as described herein, JBM has no plans or proposals that relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D.

 

Item 5. Interest in Securities of the Issuer

(a) Based on information set forth in the Form 10-K of the Company for the fiscal year ended June 2, 2009, as filed with the Securities and Exchange Commission on July 31, 2009, there were 5,102,641 Shares of the Company issued and outstanding as of July 24, 2009. Accordingly, as of July 24, 2009 (the “Reporting Date”), for the purposes of Reg. Section 240.13d-3, JBM is deemed to beneficially own 768,599 Shares, or approximately 15.1% of the Shares deemed issued and outstanding as of the Reporting Date.

(b) As General Partner, Craig F. Maier has the sole power to vote and to direct the disposition of the Shares held by JBM. See response to Item 2 for information regarding Mr. Maier.

(c) JBM did not engage in any transactions in the Shares of the Company in the last 60 days.

(d) Craig F. Maier, as General Partner, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares owned by JBM.

(e) Not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Craig F. Maier is the brother of Karen F. Maier, the Vice President of Marketing and a Director of Frisch’s Restaurants, Inc. JBM does not affirm the existence of a group.

 

Item 7. Material to Be Filed as Exhibits

Not applicable.

 

4


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

September 16, 2009     JBM Limited Partnership
   

/s/ Craig F. Maier

    Craig F. Maier, General Partner

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

 

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